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Online Policy Services myPrudential Prudential

VHIS Provider Registration No 00026 (effective from 28 February 2019) Note Other links from this site may contain information regarding products which are not authorized by the Securities and Futures Commission in Hong Kong and cannot be purchased in Hong Kong.

Investment Fraud

Hong Kong Police Force Common Con Tricks. Latest Case Scenario. Recently, the Commercial Crime Bureau of the Hong Kong Police received reports from members of the public who suspected that they had fallen prey to foreign currency investment scams.

Anuenue Securities Limited About Us

ASL is formerly Fubon Securities (Hong Kong) Company, Limited. In late 2007, FB Gemini Securities Limited changed its name to Geminis Securities Limited. The securities brokerage became ASL in 2018. It is licensed by the Securities and Futures Commission of Hong Kong to carry out the following regulated activities 1. Type 1 dealing in securities; 2.

Cryptocurrency Custodian Invault Launches Its Services in

Nov 26, 2018 · The initiative is more likely to get benefited from the SFC's new rules. Releasing on early November, Securities and Futures Commission (SFC) in Hong Kong has issued new licensing regime that demands exchanges and fund managers to ensure their crypto assets.

Subscriptions T. Rowe Price

Issued in Hong Kong by T. Rowe Price Hong Kong Limited, 21/F, Jardine House, 1 Connaught Place, Central, Hong Kong. T. Rowe Price Hong Kong Limited is licensed and regulated by the Securities & Futures Commission ("SFC").This website has not been reviewed by the SFC.

New Zealand's FMA Labels JJ Lloyd as Potential Scam

In fact, the regulator refers to two previous warnings, one published by the Securities and Futures Commission (SFC) in Hong Kong and one by Austria's FMA. Both warnings echo that of New Zealand's FMA the entity is not licensed to operate in their respective countries and could, therefore, be a scam.

Why Are International Law Firms Hiring More Regulatory

Analysis Why Are International Law Firms Hiring More Regulatory Lawyers in Hong Kong? There has been an overall reduction of work related to Hong Kong's Securities and Futures Commission

Hong Kong Regulator Probes Financial Firms for Shoddy

Hong Kong's Securities and Futures Commission is also looking into suspected corporate fraud. HONG KONG—Hong Kong's securities regulator is investigating 15 financial firms for what it called substandard work while arranging initial public offerings, a senior official said Wednesday.

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Client Alert

Hong Kong/Beijing/Shanghai Client Alert August SEHK publishes 2019 For further information, please contact Hong Kong and Futures Ordinance Lawrence Lee, J.P. Partner, Hong Kong Chairman of the Hong Kong and PRC offices +852 2846 1980 [email protected] Christina Lee Partner, Hong Kong +852 2846 1692 [email protected]

Ample Finance Group

Ample Finance Group ("AFG") is a Hong Kong based conglomerate providing diversified financial services to enterprises and high net-worth private clients. AFG's flagship company, Ample Capital Limited is an one-stop provider of initial public offering ("IPO") and other corporate finance advisory services to

Hong Kong Monetary Authority the HKMA-SFC MOU

A new Memorandum of Understanding (MOU) between the HKMA and the Securities and Futures Commission (SFC), to take effect on the commencement of the Securities and Futures Ordinance (SFO), sets out Hong Kong Monetary Authority the HKMA-SFC MOU

Hong Kong regulator fines Credit Suisse $5 million for

REUTERS/Arnd Wiegmann. HONG KONG (Reuters) Hong Kong's securities regulator said it has imposed a fine of HK$39.3 million ($5 million) on the local units of Credit Suisse Group AG (CSGN.S) for internal control failures that resulted in regulatory breaches.

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Authors Security Futures on Financial Company

futures on those issuers' securities traded on exchanges in the United States. Although the order implementing the ban does not state this expressly, analysis of the SEC's rules and authority clearly shows that the ban does not extend this far. The Commodity Futures Modernization Act of 2000 and implementing regulations adopted

Hong Kong court Trading while possessing price sensitive

She previously served on a number of committees in the Securities and Futures Commission and is currently appointed by the Hong Kong Government as a Member of the Standing Committee on Company Law Reform and Disciplinary Panel A of the Hong Kong Institute of Certified Public Accountants. She is also a China-Appointed Attesting Officer.

HSBC Broking stocks, options, futures, bonds

HSBC Broking is a trusted broker dealer in Hong Kong. It provides investment services including Risk Profiling, Accounts, investment knowledge, etc. We use cookies to

S&P 500 Futures Charts Investing

Free live streaming chart of the S&P 500 Futures. The chart is intuitive yet powerful, offering users multiple chart types including candlesticks, area, lines, bars and Heikin Ashi.

BMO Global Asset Management Asia Product Details

This website and its contents have not been reviewed by the Securities and Futures Commission of Hong Kong ("SFC"). BMO Global Asset Management (Asia) Limited is licensed by the SFC to carry out Type 1 (dealing in securities), Type 4 (advising on securities) and Type 9

Hong Kong regulator launches cybersecurity review after

Dec 13, 2016 · Hong Kong's securities regulator is reviewing brokers' internet and mobile trading systems to see how resilient they are to cyber attacks after some customer accounts were breached, it

Alerts Ropes & Gray LLP

January 27, 2020 Alert Time to Read 1 minutes Antitrust. The Federal Trade Commission has announced revised thresholds for interlocking directorates

China-Hong Kong Connect Part One The Shanghai-Hong Kong

Apr 15, 2015 · In the initial phase of the Stock Connect, Hong Kong and overseas investors are able to trade designated stocks listed on the SSE (the " SSE Securities "), which include all the constituent stocks of the SSE 180 Index and the SSE 380 Index,

KWM Timely disclosure of inside info by HK listed company

Dec 14, 2018 · Listed companies are reminded of the importance of ensuring compliance with the provisions of Part XIVA of the Hong Kong Securities and Futures Ordinance (Cap. 571) (SFO) as well as the relevant provisions under the listing rules relating to the general obligation of disclosure [2]. This includes disclosing inside information which has come to

Warnings Consob

The supervisory authorities of the United Kingdom (Financial Conduct Authority FCA), Hong Kong (Securities and Futures Commission SFC), the United States (Securities and Exchange Commission SEC), Switzerland (Swiss Financial Market Supervisory Authority FINMA), Spain (Comisión Nacional del Mercado de Valores CNMV) and Ontario, Canada (Ontario Securities Commission OSC) report

LIST OF WORLD SCAM COMPANIES scamverify

Global Acquisitions Regulators Securities and Futures Commission (Hong Kong) 28/02/2012 Global Asset Group Finansinspektionen (Sweden) 22/04/2009 Global Asset Management Inc SEC (USA) n/a

The 20%-a-Year Stock Picker Who Wishes His Edge Would

Jan 02, 2019 · Webb, who was sent by Barclays to Hong Kong from London in 1991, has also pushed for change behind the scenes. By his own tally, he has sent more than 1,000 letters to Hong Kong Exchanges & Clearing Ltd. and the Securities and Futures Commission on topics ranging from company disclosure lapses to trading rules.

Listing Rules and Guidance 13.09 Listing rule & Guidance

The first pair of dual currency and physically-settled gold futures contracts in Hong Kong. RMB Currency Options. Your new option to manage RMB currency risks. A list of securities eligible for trading under Shanghai and Shenzhen Stock Connect and promptly upon being notified of the Commission's decision copy the Exchange with the

Forex News Financial Commission World's EDR for Forex

Fidelity Investments (FIL Investment Management) was fined by the Hong Kong Securities and Futures Commission (SFC) on HK$3.5 million for multiple breaches during 2007-2018, including unlicensed dealing in futures contracts, delay in reporting the breach to the SFC as well as submitting incorrect information during an application.

Hong Kong Hong Kong Securities Regulator Warns Of

Hong Kong Hong Kong Securities Regulator Warns Of Cryptocurrency Risks Again 02 March 2018 . by Mark Reed, Conrad Lam and Katherine Liu Stephenson Harwood 0 Liked this Article

WSGR Alert Initial Coin Offerings An Overview of

In recent months, a variety of companies have considered "initial coin offerings" (ICOs) as a way to generate money for their businesses. Companies considering ICOs should be aware that, depending on the structure of the coins they are offering, an ICO may involve an offering and sale of securities subject to regulation by the Securities and Exchange Commission (SEC) and/or swap contracts

Allianz Global Investors Hong Kong

This website has not been reviewed by the Securities and Futures Commission of Hong Kong ("SFC"), with the exception of materials relating to the Allianz Global Investors MPF Plan. Important Notice Important Notice Important Notice Important Notice Data Protection Policy Data Protection Policy Data Protection Policy Data Protection Policy

Personal Investments — China Connect Securities Trading

Hong Kong investors participating in Northbound trading are not protected by China Securities Investor Protection Fund on the Mainland. Quotas used up If the Northbound Daily Quota Balance drops to zero or the Daily Quota is exceeded during the opening call auction session, new buy orders will be rejected.

Hong Kong's SFC Warns Investors on OTEX World Corporation

Hong Kong's financial regulator, the Securities and Futures Commission (SFC), today added OTEX World Corporation to its Alert List. OTEX World Corporation is the latest brokerage to be listed by the SFC under the category of Unlicensed Entities, and follows a further warning by the regulator just days ago about Ephraim Global, another unlicensed entity, as reported by Finance Magnates.

Bond Connect What it means and how it works

Bond Connect What it means and how it works Updated 08 Jun 2017 Today we held the largest event dedicated to the RMB fixed income and currency space in Hong Kong, HKEX's 4th annual RMB Fixed Income and Currency (FIC) conference.

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